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Securities manager

OaSIS code 10020.04

Securities managers plan, organize, direct, control and evaluate the activities of departments or establishments that provide investment services. They are generally responsible for business development and must ensure that their group reaches performance levels related to established objectives.

Overview

Also known as

  • Commodities trading manager
  • Financial brokerage manager
  • Securities manager

Main duties

This group performs some or all of the following duties:

  • Plan, organize, direct, control and evaluate the operation of an establishment or department that buys and sells stocks, bonds and other forms of investments on behalf of individual or institutional clients and manage the investments of their own clients.

Additional information

  • There is no mobility between the different types of managers in this unit group.
  • Progression to senior management positions is possible with experience.

Similar occupations classified elsewhere

Exclusions:

  • Senior managers - financial, communications and other business services (00012)
  • Financial managers (10010)
  • Banking, credit and other investment managers (10021)
  • Advertising, marketing and public relations managers (10022)
  • Other business services managers (10029)

Work characteristics

Work characteristics gathers the various components describing the work environment of each occupation, such as employers, work activities, and the work context. Each category displays up to 10 descriptors in descending order based, firstly, on their attributed ratings by the level of complexity (for Work Activities) or other measurement dimensions (for Work Context), and secondly, in alphabetical order. The whole list of descriptors and their ratings can be expanded at the bottom of each page.

Work Activities

Proficiency or complexity level
Estimating the Quantifiable Characteristics
5 - Highest Level
Getting Information
5 - Highest Level
Judging Quality
5 - Highest Level
Selling or Influencing Others
5 - Highest Level
Analyzing Data or Information
4 - High Level

Work Context

Structural Job Characteristics

Structured versus Unstructured Work
Degree of freedom to determine tasks and priorities
4 - High amount of freedom
Work Week Duration
Worked hours in a typical week
3 - More than 40 hours

Physical Work Environment

Physical Proximity
Physical distance from others
3 - Somewhat close (e.g. share office)

Physical Demands

Sitting
Duration
5 - All the time, or almost all the time
Standing
Duration
1 - Very little time
Bending or Twisting the Body
Duration
1 - Very little time

Interpersonal Relations

Contact with Others
Frequency
4 - Every day, a few times per day
Duration
4 - More than half the time
Work with Work Group or Team
Importance
4 - Highly important
Frequency
3 - Once a week or more but not every day

Workplaces/employers

  • Investment dealers
  • Security and commodity exchanges
  • Stockbrokers

Skills and abilities

This section displays the various competencies required for an occupation. Each category displays up to 10 descriptors in descending order based, firstly, on their attributed ratings by the level of proficiency (for Skills and Abilities) or importance (for Personal Attributes) and secondly, in alphabetical order. The whole list of descriptors and their ratings can be expanded at the bottom of each page.

Abilities

Proficiency or complexity level
Mathematical Reasoning
5 - Highest Level
Numerical Ability
5 - Highest Level
Categorization Flexibility
4 - High Level
Deductive Reasoning
4 - High Level
Fluency of Ideas
4 - High Level

Skills

Proficiency or complexity level
Decision Making
5 - Highest Level
Management of Financial Resources
5 - Highest Level
Monitoring
5 - Highest Level
Negotiating
5 - Highest Level
Persuading
5 - Highest Level

Personal Attributes

Importance
Analytical Thinking
5 - Extremely important
Stress Tolerance
5 - Extremely important
Active Learning
4 - Highly important
Adaptability
4 - Highly important
Attention to Detail
4 - Highly important